Appendix B — Formula sheet

All the key relations of Chapter 1 on one page. Each block links to the chapter where the formula is derived and used. SI units; engineering convention \(e^{j(\omega t-kz)}\), \(N=n-jK\). Use your browser’s Print → Save as PDF for a paper copy.

NoteSymbols

\(\lambda\) vacuum wavelength · \(k=2\pi/\lambda\) · \(\nu\) frequency · \(\omega=2\pi\nu\) · \(n\) refractive index · \(N=n-jK\) complex index · \(\varepsilon_r\) relative permittivity · \(c\) speed of light · \(\theta_i,\theta_t\) incidence and transmission angles (from the normal) · \(R,T\) reflectance and transmittance (power) · \(r,t\) amplitude coefficients

B.1 Waves (Chapter 1)

plane wave \(E_x=E_0\cos(\omega t-kz+\phi_0)\)
wave vector form \(E=E_0\cos(\omega t-\mathbf k\cdot\mathbf r+\phi_0)\)
phase velocity \(v=\omega/k=\nu\lambda=c/n\)
phase change over \(\Delta z\) \(\Delta\phi=k\,\Delta z=2\pi\Delta z/\lambda\)
in a medium \(\lambda_\text{medium}=\lambda/n\), \(\ k_\text{medium}=nk\)
photon energy \(E=h\nu=hc/\lambda\) (\(1.24/\lambda[\mu\text{m}]\) eV)
spectral width \(\Delta\lambda=\lambda^2\Delta\nu/c\) (100 GHz ↔︎ 0.8 nm at 1550 nm)
spherical wave amplitude \(\propto1/r\), irradiance \(\propto1/r^2\)

B.2 Gaussian beams (Chapter 2)

irradiance \(I(r,z)=\dfrac{2P}{\pi w^2}e^{-2r^2/w^2}\)
beam radius \(w(z)=w_0\sqrt{1+(z/z_0)^2}\)
Rayleigh range \(z_0=\pi w_0^2n/\lambda\)
divergence \(\theta=\lambda/(\pi w_0)\); real beams \(2\theta=M^2\dfrac{4\lambda}{\pi(2w_0)}\)
wavefront radius \(R(z)=z[1+(z_0/z)^2]\)
power inside \(r=w\) \(1-e^{-2}\approx86\,\%\)
ABCD law \(q=z+jz_0\), \(\ q'=\dfrac{Aq+B}{Cq+D}\)
Gaussian coupling \(\eta=\left(\dfrac{2w_1w_2}{w_1^2+w_2^2}\right)^2e^{-2d^2/(w_1^2+w_2^2)}\)

B.3 Irradiance (Chapter 3)

magnetic field \(B=E/v\)
energy density \(u=\varepsilon_0\varepsilon_rE^2\)
Poynting vector \(\mathbf S=v^2\varepsilon_0\varepsilon_r\,\mathbf E\times\mathbf B\)
average irradiance \(I=\tfrac12c\,\varepsilon_0nE_0^2\)
Gaussian peak \(I_0=2P/(\pi w_0^2)\)
isotropic source \(I=P/(4\pi r^2)\)

B.4 Refractive index and absorption (Chapter 4)

index \(n=\sqrt{\varepsilon_r}\) (at the optical frequency)
Sellmeier \(n^2=1+\sum_i\dfrac{A_i\lambda^2}{\lambda^2-\lambda_i^2}\)
Lorentz oscillator \(\varepsilon_r=1+\dfrac{\omega_p^2}{\omega_0^2-\omega^2+j\gamma\omega}\), \(\ \omega_p^2=\dfrac{Ne^2}{\varepsilon_0m}\)
Drude (metals) Lorentz with \(\omega_0=0\)
complex index \(N=n-jK\), \(\ n^2-K^2=\varepsilon_r'\), \(\ 2nK=\varepsilon_r''\)
absorption \(\alpha=4\pi K/\lambda\), \(\ I=I_0e^{-\alpha z}\)
reflectance \(R=\dfrac{(n-1)^2+K^2}{(n+1)^2+K^2}\)
Kramers–Kronig \(\varepsilon_r'-1=\dfrac2\pi\mathcal P\!\int_0^\infty\dfrac{\omega'\varepsilon_r''(\omega')}{\omega'^2-\omega^2}d\omega'\)

B.5 Group velocity (Chapter 5)

group velocity \(v_g=d\omega/dk=c/N_g\)
group index \(N_g=n-\lambda\,dn/d\lambda\)
beat of two waves \(E=2E_0\cos(\delta\omega t-\delta kz)\cos(\omega t-kz)\)
group delay \(\tau_g=LN_g/c\)
material dispersion \(D=-\dfrac{\lambda}{c}\dfrac{d^2n}{d\lambda^2}\)

B.6 Snell’s law and TIR (Chapter 6)

reflection \(\theta_r=\theta_i\)
Snell \(n_1\sin\theta_i=n_2\sin\theta_t\)
critical angle \(\sin\theta_c=n_2/n_1\) (\(n_1>n_2\))
lateral displacement \(d=L\sin\theta_i\left[1-\dfrac{\cos\theta_i}{\sqrt{n^2-\sin^2\theta_i}}\right]\)
numerical aperture \(\mathrm{NA}=n_0\sin\theta_a=\sqrt{n_1^2-n_2^2}\)
Fermat the actual path makes the travel time stationary

B.7 Fresnel equations (Chapter 7)

\(r_\perp\) \(\dfrac{\cos\theta_i-\sqrt{n^2-\sin^2\theta_i}}{\cos\theta_i+\sqrt{n^2-\sin^2\theta_i}}\), \(\ n=n_2/n_1\)
\(r_\parallel\) \(\dfrac{\sqrt{n^2-\sin^2\theta_i}-n^2\cos\theta_i}{\sqrt{n^2-\sin^2\theta_i}+n^2\cos\theta_i}\)
\(t\) relations \(t_\perp=1+r_\perp\), \(\ r_\parallel+nt_\parallel=1\)
normal incidence \(R=\left(\dfrac{n_1-n_2}{n_1+n_2}\right)^2\) (glass: 4 %)
Brewster \(\tan\theta_p=n_2/n_1\) (\(r_\parallel=0\))
TIR phase ⊥ \(\tan(\phi_\perp/2)=\sqrt{\sin^2\theta_i-n^2}/\cos\theta_i\)
TIR phase ∥ \(\tan(\phi_\parallel/2+\pi/2)=\sqrt{\sin^2\theta_i-n^2}/(n^2\cos\theta_i)\)
evanescent decay \(\alpha_2=\dfrac{2\pi n_2}{\lambda}\sqrt{\dfrac{n_1^2}{n_2^2}\sin^2\theta_i-1}\), \(\ \delta=1/\alpha_2\)
Goos–Hänchen \(\Delta z\approx2\delta\tan\theta_i\)
transmittance \(T=\dfrac{n_2\cos\theta_t}{n_1\cos\theta_i}\lvert t\rvert^2=1-R\)

B.8 Thin films (Chapter 8)

round-trip phase \(\phi=2\cdot\dfrac{2\pi}{\lambda}n_2d\)
film reflection \(r=\dfrac{r_{12}+r_{23}e^{-j\phi}}{1+r_{12}r_{23}e^{-j\phi}}\)
AR coating \(d=m\dfrac{\lambda}{4n_2}\) (\(m\) odd), \(\ n_2=\sqrt{n_1n_3}\)
\(R_\text{min}\) (\(n_1<n_2<n_3\)) \(\left(\dfrac{n_1n_3-n_2^2}{n_1n_3+n_2^2}\right)^2\) at \(\phi=\) odd \(\pi\)
\(R_\text{max}\) (\(n_1<n_2<n_3\)) \(\left(\dfrac{n_3-n_1}{n_3+n_1}\right)^2\) at \(\phi=\) even \(\pi\)
incoherent plate \(T=(1-R)/(1+R)\)

B.9 Coherence and interference (Chapter 9, Chapter 10)

coherence time \(\Delta t\approx1/\Delta\nu\)
coherence length \(l_c=c\Delta t=\lambda^2/\Delta\lambda\)
Gaussian pulse \(\Delta t\,\Delta\nu\approx0.44\) (FWHM)
two-beam interference \(I=I_1+I_2+2\sqrt{I_1I_2}\cos\delta\)
phase difference \(\delta=k(r_2-r_1)+(\phi_2-\phi_1)\)
visibility \(V=\dfrac{2\sqrt{I_1I_2}}{I_1+I_2}\)
Mach–Zehnder \(I\propto\cos^2(\Phi/2)\); quadrature at \(\Phi=\pi/2\)
unbalanced MZI \(\mathrm{FSR}=\lambda^2/(N_g\Delta L)\)
etalon rings \(2nL\cos\theta=m\lambda\)

B.10 Bragg mirrors (Chapter 11)

Bragg condition \(n_1d_1+n_2d_2=m\lambda/2\)
quarter-wave stack \(d_1=\lambda/4n_1\), \(\ d_2=\lambda/4n_2\)
peak reflectance \(R_N=\left[\dfrac{n_0n_2^{2N}-n_3n_1^{2N}}{n_0n_2^{2N}+n_3n_1^{2N}}\right]^2\)
stop band \(\Delta\lambda\approx\dfrac{4\lambda_0}{\pi}\arcsin\dfrac{n_1-n_2}{n_1+n_2}\)
penetration depth \(L_\text{pen}=-\tfrac12\,d\phi/dk\approx\lambda/(4\Delta n)\)
1D band structure \(\cos K\Lambda=\cos k_1d_1\cos k_2d_2-\tfrac12\left(\tfrac{n_1}{n_2}+\tfrac{n_2}{n_1}\right)\sin k_1d_1\sin k_2d_2\)

B.11 Fabry–Perot (Chapter 12)

modes \(m\lambda_m/2=nL\), \(\ \nu_m=mc/(2nL)\)
free spectral range \(\nu_f=c/(2nL)\), \(\ \Delta\lambda=\lambda^2/(2nL)\)
finesse \(\mathcal F=\dfrac{\pi\sqrt R}{1-R}\)
linewidth \(\delta\nu_m=\nu_f/\mathcal F\)
quality factor \(Q=\nu_m/\delta\nu_m=m\mathcal F\)
Airy transmission \(T=\dfrac{(1-R)^2}{(1-R)^2+4R\sin^2(2\pi nL/\lambda)}\)

B.12 Diffraction and scattering (Chapter 13, Chapter 14)

Fraunhofer regime \(z\gg D\) and \(z\gg\pi D^2/\lambda\)
single slit \(I=I_0\,\mathrm{sinc}^2\beta\), \(\ \beta=\pi a\sin\theta/\lambda\); zeros \(\sin\theta=m\lambda/a\)
circular aperture \(I=I_0[2J_1(\gamma)/\gamma]^2\), \(\ \gamma=\tfrac12kD\sin\theta\)
Rayleigh criterion \(\sin\Delta\theta_\text{min}=1.22\lambda/D\)
grating \(d(\sin\theta_m-\sin\theta_i)=m\lambda\)
blaze \(2\gamma=\theta_m-\theta_i\)
resolving power \(\lambda/\Delta\lambda=mN\)
Rayleigh scattering \(\alpha_R\propto\lambda^{-4}\), pattern \(\propto1+\cos^2\theta\)
Brillouin shift \(\nu_B=2nv_a/\lambda\)

B.13 Typical numbers worth remembering

quantity value
glass–air reflectance (normal incidence) ≈ 4 % per surface
Si–air reflectance ≈ 30 %
Brewster angle air → glass 56.3°
critical angle glass → air ≈ 42°
silica at 1550 nm \(n\approx1.444\), \(N_g\approx1.463\)
optical period at 1550 nm ≈ 5.2 fs
He-Ne laser (multimode) coherence length ≈ 20 cm
LED (1550 nm, 150 nm wide) coherence length ≈ 16 µm
human eye angular resolution ≈ 1 arcmin