Appendix B — Formula sheet

All the key relations of Chapter 2 on one page. Each block links to the chapter where the formula is derived and used. SI units unless stated otherwise. Use your browser’s Print → Save as PDF to get a paper copy.

NoteSymbols

\(n_1, n_2\) core / cladding index · \(a\) half-thickness (slab) or core radius (fiber) · \(\lambda\) vacuum wavelength · \(k=k_0=2\pi/\lambda\) · \(k_1=n_1k\) · \(\beta\) propagation constant · \(c\) speed of light · \(L\) length · \(\omega=2\pi c/\lambda\) · \(\Delta\lambda_{1/2}\) source linewidth (FWHM) · \(\sigma\) rms pulse width · \(B\) bit rate

B.1 Planar waveguide (Chapter 1)

waveguide condition \(\dfrac{2\pi n_1(2a)}{\lambda}\cos\theta_m-\phi_m=m\pi\)
TIR phase (TE) \(\tan\dfrac{\phi_m}{2}=\dfrac{\sqrt{\sin^2\theta_m-(n_2/n_1)^2}}{\cos\theta_m}\)
TIR phase (TM) \(\tan\dfrac{\phi_m}{2}=\dfrac{\sqrt{\sin^2\theta_m-(n_2/n_1)^2}}{(n_2/n_1)^2\cos\theta_m}\)
propagation constants \(\beta_m=k_1\sin\theta_m,\quad \kappa_m=k_1\cos\theta_m\)
effective index \(n_\text{eff}=n_1\sin\theta_m,\quad n_2<n_\text{eff}<n_1\)
critical angle \(\sin\theta_c=n_2/n_1\)
V-number \(V=\dfrac{2\pi a}{\lambda}\sqrt{n_1^2-n_2^2}\)
single mode \(V<\pi/2,\quad \lambda_c=4a\sqrt{n_1^2-n_2^2}\)
number of modes \(M=\lfloor 2V/\pi\rfloor+1\)
penetration depth \(\delta_m=1/\alpha_m,\ \ \alpha_m=\dfrac{2\pi n_2}{\lambda}\sqrt{\dfrac{n_1^2}{n_2^2}\sin^2\theta_m-1}\)
mode field width \(2w_0=2a+2\delta\approx 2a\,\dfrac{V+1}{V}\)
group velocity \(v_g=d\omega/d\beta\), between \(c/n_1\) and \(c/n_2\)
intermodal spread \(\dfrac{\Delta\tau}{L}\approx\dfrac{n_1-n_2}{c}\)

B.2 Step-index fiber (Chapter 2)

index difference \(\Delta=\dfrac{n_1^2-n_2^2}{2n_1^2}\approx\dfrac{n_1-n_2}{n_1}\)
numerical aperture \(\mathrm{NA}=\sqrt{n_1^2-n_2^2}\approx n_1\sqrt{2\Delta}\)
acceptance angle \(\sin\alpha_\text{max}=\mathrm{NA}/n_0\), total \(2\alpha_\text{max}\)
V-number \(V=\dfrac{2\pi a}{\lambda}\,\mathrm{NA}\)
single mode \(V<2.405\ \Leftrightarrow\ \lambda>\lambda_c=\dfrac{2\pi a\,\mathrm{NA}}{2.405}\)
number of modes \(M\approx V^2/2\quad(V\gg1)\)
LP eigenvalue eq. \(\dfrac{uJ_{l-1}(u)}{J_l(u)}=-\dfrac{wK_{l-1}(w)}{K_l(w)},\ \ u^2+w^2=V^2\)
normalized prop. const. \(b=\dfrac{(\beta/k)^2-n_2^2}{n_1^2-n_2^2}=\dfrac{w^2}{V^2}\)
LP₀₁ approximation \(b\approx(1.1428-0.996/V)^2,\ \ 1.5<V<2.5\)
propagation constant \(\beta\approx n_2k\,(1+b\Delta)\)
MFD (Marcuse) \(\dfrac{2w}{2a}\approx0.65+1.619V^{-3/2}+2.879V^{-6}\)
MFD (simple) \(2w\approx 2a\,(2.6/V)\)
power inside \(r<w\) \(1-e^{-2}\approx86\,\%\)
LP cut-offs LP₀ₘ: zeros of \(J_1\); LPₗₘ (\(l\ge1\)): zeros of \(J_{l-1}\)

B.3 Dispersion (Chapter 3)

group delay \(\tau_g=L/v_g,\quad v_g=d\omega/d\beta\)
group index \(N_g=n-\lambda\,\dfrac{dn}{d\lambda}\)
dispersion coefficient \(D=\dfrac1L\dfrac{d\tau_g}{d\lambda}\) [ps nm⁻¹ km⁻¹]
chromatic spread \(\Delta\tau_{1/2}=\lvert D_{ch}\rvert\,L\,\Delta\lambda_{1/2}\)
material dispersion \(D_m=-\dfrac{\lambda}{c}\dfrac{d^2n}{d\lambda^2}\)
waveguide dispersion \(D_w\approx-\dfrac{n_2\Delta}{c\lambda}\left[0.080+0.549(2.834-V)^2\right]\)
total (chromatic) \(D_{ch}=D_m+D_w+D_p\)
slope formula (ITU) \(D(\lambda)=\dfrac{S_0}{4}\left(\lambda-\dfrac{\lambda_0^4}{\lambda^3}\right)\)
link to \(\beta_2\) \(\beta_2=-\dfrac{\lambda^2}{2\pi c}D\)
Sellmeier \(n^2=1+\sum_i\dfrac{B_i\lambda^2}{\lambda^2-\lambda_i^2}\)
PMD \(\sigma_\text{PMD}\approx D_\text{PMD}\sqrt L\), \(D_\text{PMD}\approx0.1\)–\(0.5\) ps km⁻¹ᐟ²
total rms spread \(\sigma^2=\sigma_\text{inter}^2+\sigma_\text{intra}^2+\sigma_\text{PMD}^2\)
compensation \(D_tL_t+D_cL_c\approx0\)
SPM \(n'=n+CI\) (or \(n_0+n_2I\)), \(\ \Delta\tau/L=\Delta n/c\)

B.4 Bit rate and capacity (Chapter 6)

Gaussian pulse widths \(\Delta\tau_{1/2}=2.355\,\sigma,\quad\sigma\approx0.425\,\Delta\tau_{1/2}\)
max bit rate (RZ) \(B\approx\dfrac{0.25}{\sigma}=\dfrac{0.59}{\Delta\tau_{1/2}}\)
NRZ \(B_\text{NRZ}\approx2B_\text{RZ}\)
bit rate × distance \(BL\approx\dfrac{0.59}{\lvert D\rvert\,\Delta\lambda_{1/2}}\) (RZ, Gaussian)
narrow source \(B^2L\lesssim\dfrac{c}{\lvert D\rvert\lambda^2}\)
optical bandwidth \(f_{op}\approx0.75B\) (Gaussian), \(0.99B\) (triangle), \(0.69B\) (rect.)
electrical bandwidth \(f_{el}\approx0.70f_{op}\)
triangular pulse \(\sigma=\Delta\tau_{1/2}/\sqrt6\)
Nyquist \(R_\text{max}=2B\) symbols/s
Shannon \(C=B\log_2(1+S/N)\)
decibels \(S/N\,[\text{dB}]=10\log_{10}(S/N)\); \(P[\text{dBm}]=10\log_{10}(P/1\,\text{mW})\)
Q factor \(Q=\dfrac{\mu_1-\mu_0}{\sigma_1+\sigma_0}\), \(\ \text{BER}=\tfrac12\operatorname{erfc}(Q/\sqrt2)\)
reference points \(Q=6\Rightarrow\text{BER}\approx10^{-9}\); \(\ Q=7\Rightarrow10^{-12}\)
IM/DD power fading \(\lvert H(f)\rvert=\lvert\cos(2\pi^2\beta_2Lf^2)\rvert\)

B.5 Graded-index fiber (Chapter 4)

index profile \(n(r)=n_1\left[1-2\Delta(r/a)^\gamma\right]^{1/2}\ (r<a)\)
optimum profile \(\gamma_\text{opt}\approx2-\tfrac{12}{5}\Delta\ (\approx2)\)
minimum spread \(\dfrac{\sigma_\text{inter}}{L}\approx\dfrac{n_1\Delta^2}{20\sqrt3\,c}\)
step-index (comparison) \(\dfrac{\Delta\tau}{L}\approx\dfrac{n_1\Delta}{c},\ \ \sigma\approx0.29\,\Delta\tau\)
number of modes \(M\approx\dfrac{\gamma}{\gamma+2}\dfrac{V^2}{2}\ \ (\gamma=2:\ V^2/4)\)
ray invariant \(\tilde\beta=n(r)\cos\theta(r)=\text{const.}\)
GRIN rod pitch \(P=\dfrac{2\pi a}{\sqrt{2\Delta}}\)

B.6 Attenuation and bending (Chapter 5)

exponential decay \(P_\text{out}=P_\text{in}e^{-\alpha L}\)
in dB \(\alpha_\text{dB}=\dfrac{10}{L}\log_{10}\dfrac{P_\text{in}}{P_\text{out}}=4.34\,\alpha\)
Rayleigh (physics) \(\alpha_R\approx\dfrac{8\pi^3}{3\lambda^4}(n^2-1)^2\beta_Tk_BT_f\)
Rayleigh (empirical) \(\alpha_R=A_R/\lambda^4\), \(A_R\approx0.9\) dB km⁻¹ µm⁴
doping dependence \(A_R\approx0.63+2.06\,\mathrm{NA}\) (step), \(0.63+1.75\,\mathrm{NA}\) (GRIN)
IR lattice absorption \(\alpha_{FIR}=A\,e^{-B/\lambda}\), \(A=7.81\times10^{11}\) dB/km, \(B=48.48\) µm
bending loss \(\alpha_B=A\,e^{-R/R_c}\)
MAC number \(N_\text{MAC}=\mathrm{MFD}/\lambda_c\) (typically 6–8)
microbending scaling \(R_c\propto\Delta^{-3/2}\)
power budget \(P_{rx}=P_{tx}-\alpha L-\sum\text{(splices, connectors)}-\text{margin}\)

B.7 WDM, couplers, nonlinearity (Chapter 7)

channel spacing \(\Delta\lambda=\dfrac{\lambda^2}{c}\Delta\nu\) (100 GHz ↔︎ 0.8 nm at 1550 nm)
directional coupler \(P_1=P_0\cos^2(\kappa z),\ \ P_2=P_0\sin^2(\kappa z)\)
coupler figures split ratio \(\dfrac{P_2}{P_1+P_2}\); excess loss \(10\log\dfrac{P_0}{P_1+P_2}\); insertion loss \(10\log\dfrac{P_0}{P_j}\)
N×N star coupler \(\dfrac N2\log_2N\) 3 dB couplers, splitting loss \(10\log_{10}N\)
four-wave mixing \(\nu_{ijk}=\nu_i+\nu_j-\nu_k\), \(\ N^2(N-1)/2\) products
SPM chirp \(\phi_{NL}=\gamma PL_\text{eff}\), \(\ \delta\omega=-d\phi_{NL}/dt\)
effective length \(L_\text{eff}=(1-e^{-\alpha L})/\alpha\)
SBS threshold \(P_\text{th}\approx21\dfrac{A_\text{eff}}{g_BL_\text{eff}}\left(1+\dfrac{\Delta\nu_s}{\Delta\nu_B}\right)\)
Brillouin shift \(\nu_B=2nv_a/\lambda\approx11\) GHz at 1550 nm

B.8 Gratings, interferometers, sensors (Chapter 8, Chapter 9)

Bragg fiber / mirror \(n_1d_1+n_2d_2=m\lambda/2\), quarter wave: \(n_1d_1=n_2d_2=\lambda/4\)
Bragg wavelength \(\lambda_B=2n_\text{eff}\Lambda\)
FBG coupling \(\kappa=\pi\Delta n/\lambda\); strong if \(\kappa L>1\)
FBG peak reflectance \(R_\text{max}=\tanh^2(\kappa L)\)
FBG bandwidth \(\Delta\lambda_0=\dfrac{\lambda_B^2}{\pi n_\text{eff}L}\sqrt{(\kappa L)^2+\pi^2}\)
FBG sensing \(\dfrac{\Delta\lambda_B}{\lambda_B}=(1-p_e)\varepsilon+(\alpha_\Lambda+\xi)\Delta T\) (≈ 1.2 pm/µε, ≈ 10 pm/K)
OTDR distance \(z=v_gt/2\), resolution \(\Delta z=v_g\tau/2\)
OTDR backscatter \(P_{bs}=P_0S\alpha_s\dfrac{v_g\tau}{2}e^{-2\alpha z}\)
averaging SNR \(\propto\sqrt N\) (\(5\log_{10}N\) dB, one-way)
Raman DTS \(\dfrac{P_{AS}}{P_S}=\left(\dfrac{\lambda_S}{\lambda_{AS}}\right)^4e^{-h\Delta\nu/k_BT}\)
Fabry–Perot \(T=\dfrac{1}{1+F\sin^2(\delta/2)}\), \(F=\dfrac{4R}{(1-R)^2}\), \(\delta=\dfrac{4\pi nd\nu}{c}\)
FSR, finesse \(\mathrm{FSR}=\dfrac{c}{2nd}\), \(\ \mathcal F=\dfrac{\pi\sqrt R}{1-R}\)
Sagnac phase \(\Delta\phi=\dfrac{2\pi LD}{\lambda c}\Omega=\dfrac{8\pi NA}{\lambda c}\Omega\)

B.9 Typical numbers worth remembering

quantity value
silica index at 1550 nm \(n\approx1.444\), \(N_g\approx1.463\)
zero material dispersion (silica) \(\approx1.27\) µm
standard SMF (G.652) \(\lambda_0\approx1310\) nm, \(D\approx17\) ps nm⁻¹ km⁻¹ at 1550 nm, MFD ≈ 9.2 µm (1310), \(\lambda_c\le1260\) nm
loss of standard SMF ≈ 0.33 dB/km (1310 nm), ≈ 0.18–0.2 dB/km (1550 nm)
Rayleigh limit of silica at 1550 nm ≈ 0.14 dB/km
step-index MMF intermodal spread tens of ns/km
optimised GRIN MMF tens of ps/km
DWDM grid 193.1 THz anchor, 100/50 GHz spacing, C-band 1530–1565 nm
SBS threshold (narrow laser, SMF) a few mW